Financial instruments accounts administration

Effective since 01.01.2021

Financial instruments accounts administration
Service	Fee
Financial instruments safekeeping fee (per month)	0.02% (min. 1 EUR), free of charge for all CBL Asset Management funds
Receipt of non-Baltic / transfer (all markets) of financial instruments	30 EUR
Internal transfer (between two Citadele bank financial instruments accounts, (commission charged from transferor)	10 EUR
Receipt / transfer of financial instruments against payment (RVP/ DVP)	50 EUR
Purchase-redemption transaction settlements. Settlements of transactions with financial instruments excluding transactions in fund shares, financial instruments traded on the Baltic stock exchanges and stocks and ETFs traded on USA, Canadian stock exchanges¹	10 EUR
Deregistration of financial instruments	50 EUR
Processing of financial instruments corporate actions orders	35 EUR + actual expenses
Preparation or submission of tax certification documents to local and foreign depositories	35 EUR + actual expenses
Commission fee for negative balance of customer’s money financial instruments funds accounts (percent per annum)	24%

¹ Commission fee is applied when concluding transaction with Citadele bank using Citadele bank’s brokerage service. To all other transactions, concluded not using Citadele bank’s brokerage service, the commission fee for receipt and/or transfer against payment (RVP/DVP) of financial instruments is applied.