Important information about transferring securities

To receive securities, you must:

• Submit an order to receive securities;
• Submit the securities transfer order to us/the brokerage from which the securities are being transferred.

To transfer securities, you must:

• Submit an order to transfer securities;
• Submit the securities receipt order to us/the brokerage to which the securities are being transferred.

Bear in mind:

• The transaction details, including for transaction and payment dates, must match on both orders. The payment date should be no sooner than +2 business days from when the order is submitted.
• The commission fee for transferring or receiving securities must be available in your financial instrument account.
• Transfers resulting in a change of ownership of the securities may require additional documents to justify the transfer.